Joseph Byron Polakoff

Current Employers

Keebeck Wealth Management

150 N. Riverside Plaza Suite 1850, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-05-01
IL	RA	APPROVED	2018-07-10

TX RA
APPROVED

Since 2019-05-01
IL RA
APPROVED

Since 2018-07-10

Branch Locations

150 N. Riverside Plaza Suite 1850, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith, Inc.	Chicago	IL	07/2001	06/2018
Keebeck Wealth Management Llc	Chicago	IL	07/2018	Present

07/2001 → 06/2018

Merrill Lynch, Pierce, Fenner & Smith, Inc.

Chicago, IL
07/2018 → Present

Keebeck Wealth Management Llc

Chicago, IL

Previous Registrations

2010-10-15 → 2018-07-12

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

Geneva

Chicago, IL

Chicago, IL

New York, NY
2003-06-12 → 2008-10-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Geneve

New York, NY

New York, NY

New York, NY

Other Businesses

HIFS SPV, LLC; investment-related; 150 N Riverside Plaza, Suite 1850, Chicago, IL, 60606; Nature of this business: Founder Stock Transaction; General Partner; start date: 03/2022; I devote 1 hour per month to this business during securities trading hours; my duties are: maintenance of LLC, Annual Reporting, Annual Filings, LLC Good Standing and Maintenance.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-06-07

S66 Uniform Combined State Law Examination

2003-06-07

View on SEC IAPD