Craig Alan Thompson

Current Employers

4Th River Financial Group, Inc.

7500 Brooktree Rd Suite 100, Wexford, PA 15090 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-06-19
ID	RA	APPROVED	2025-01-16
NC	RA	APPROVED	2013-03-14
OH	RA	APPROVED	2009-05-05
PA	RA	APPROVED	2009-03-16

FL RA
APPROVED

Since 2026-06-19
ID RA
APPROVED

Since 2025-01-16
NC RA
APPROVED

Since 2013-03-14
OH RA
APPROVED

Since 2009-05-05
PA RA
APPROVED

Since 2009-03-16

Branch Locations

7500 Brooktree Rd Suite 100, Wexford, PA 15090 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
4Th River Financial Group Inc.	Cranberry Twp	PA	01/2009	Present
Financial Independence Group	Cornelius	NC	01/2009	Present
Whitney And Associates	Des Moines	IA	01/2016	Present
4Th River Financial Group Inc.	Cranberry Twp	PA	01/2009	Present

01/2009 → Present

4Th River Financial Group Inc.

Cranberry Twp, PA
01/2009 → Present

Financial Independence Group

Cornelius, NC
01/2016 → Present

Whitney And Associates

Des Moines, IA
01/2009 → Present

4Th River Financial Group Inc.

Cranberry Twp, PA

Other Businesses

Craig Alan Thompson is an Independent insurance agent with Financial Independence Group located in Cornelius NC, and Whitney and Associated located in Shorewood, IL.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-01-09
S63	Uniform Securities Agent State Law Examination	2001-08-16

S65 Uniform Investment Adviser Law Examination

2009-01-09
S63 Uniform Securities Agent State Law Examination

2001-08-16