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Current Employers
Arete Wealth Advisors, Llc

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-09
TX RA APPROVED_RES 2023-06-30
GA RA APPROVED 2023-06-27
TN RA APPROVED 2023-03-31
  • FL RA
    APPROVED
    Since 2023-08-09
  • TX RA
    APPROVED_RES
    Since 2023-06-30
  • GA RA
    APPROVED
    Since 2023-06-27
  • TN RA
    APPROVED
    Since 2023-03-31

Branch Locations

200 Prosperity Dr, Knoxville, TN 37923 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hill & Hill Financial, Llc Atlanta GA 05/2001 Present
Brookstone Capital Management Llc Wheaton IL 11/2009 10/2019
Center Street Securities, Inc. Nashville TN 09/2014 12/2023
Center Street Advisors, Inc. Nashville TN 10/2016 11/2023
Arete Wealth Management Llc Chicago IL 04/2022 Present
Arete Wealth Advisors Llc Chicago IL 03/2023 Present
  • 05/2001 → Present
    Hill & Hill Financial, Llc
    Atlanta, GA
  • 11/2009 → 10/2019
    Wheaton, IL
  • 09/2014 → 12/2023
    Center Street Securities, Inc.
    Nashville, TN
  • 10/2016 → 11/2023
    Center Street Advisors, Inc.
    Nashville, TN
  • 04/2022 → Present
    Arete Wealth Management Llc
    Chicago, IL
  • 03/2023 → Present
    Chicago, IL
Previous Registrations
  • 2016-10-07 → 2023-11-16
    Center Street Advisors, Inc.
    Woodstock, GA
    Chattanooga, TN
    Knoxville, TN
    Alpharetta, GA
    Nashville, TN
    Chattanooga, TN
  • 2009-11-13 → 2019-10-22
    Woodstock, GA
    Atlanta, GA
    Wheaton, IL
    Chatanooga, TN
    Knoxville, TN
    Chattanooga, TN
    Woodstock, GA
Other Businesses

I STARTED HILL & HILL FINANCIAL LLC, dba (FORMER NAME FIRST SENIORS FINANCIAL GROUP) IN MAY OF 2001 AND OPERATE IT AT THE PRESENT. I SELL FIXED INSURANCE PRODUCTS. I AM THE OWNER AND PRESIDENT. I DEVOTE 40-50 HRS. PER WEEK TO THIS BUSINESS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-12-08
S65 Uniform Investment Adviser Law Examination 2009-09-14
  • S63 Uniform Securities Agent State Law Examination
    2014-12-08
  • S65 Uniform Investment Adviser Law Examination
    2009-09-14

View on SEC IAPD

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