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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2024-11-12 |
| TX | RA | APPROVED | 2024-11-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Boise | ID | 10/2014 | 11/2024 |
| Lpl Financial Llc | Boise | ID | 11/2024 | Present |
1) 11/2024- HEADWATERS WEALTH MANAGEMENT, LLC -DBA for LPL Business (entity for LPL business)- INV RELATED- BOISE,ID- START 10/2014 2) 11/2024- -HAT, LLC, - Business Entity For Tax/Investment Purposes Only- Sole Owner - INV RELATED - BOISE, ID - START 10/24/2014- 40 hrs/ mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-03-06 |
| S66 | Uniform Combined State Law Examination | 2001-10-08 |
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