Best Investors
Account
Sign in
Best Investors
Account
Sign in
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-01 |
| TX | RA | APPROVED_RES | 2023-09-01 |
Branch Locations
3131 Camino Del Rio North Suite 270, San Diego, CA 92108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Capital Management | San Diego | CA | 07/1999 | Present |
| Sagepoint Financial, Inc. | Carlsbad | CA | 01/2009 | 09/2023 |
| Osaic Wealth, Inc. | San Diego | CA | 09/2023 | Present |
1)ICM Real Estate POSITION: Employee NATURE: Mortgage broker INVESTMENT RELATED: no NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 ADDRESS: 3131 CAMINO DEL RIO N. SUITE 810, SAN DIEGO, CA 92108 DESCRIPTION: Mortgage origination. 2)CITADEL POSITION: Certified estate planner NATURE: Corporation INVESTMENT RELATED: no NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2008 ADDRESS: 3131 CAMINO DEL RIO N. SUITE 810, SAN DIEGO, CA 92108 DESCRIPTION: Referring clients to a law firm, Citadel, for estate planning needs such as living trusts. 3)ICM POSITION: Other - life insurance agent NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 20 START DATE: 09/05/1999 ADDRESS: 3131 camino del rio n ste 810, san diego CA 92108, United States DESCRIPTION: sale of traditional life insurance products
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-02 |
Reach out to this advisor