Nicholas Rocco Alexander

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2005-03-07
OH	RA	APPROVED	2004-04-27

TX RA
APPROVED

Since 2005-03-07
OH RA
APPROVED

Since 2004-04-27

Branch Locations

600 Superior Ave E. - 27Th Floor, Cleveland, OH 44114 • United States

600 Superior Ave East 27Th Floor, Cleveland, OH 44114 • United States

30050 Chagrin Boulevard Suite 200, Pepper Pike, OH 44124 • United States

Fairview Park, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Cleveland	OH	04/2004	Present

04/2004 → Present

Ubs Financial Services Inc.

Cleveland, OH

Previous Registrations

2001-10-17 → 2004-04-13

Ameriprise Financial Services, Llc

Akron, OH

Other Businesses

MetroHealth Foundation / , / / / / Member of Board of directors / / / Start Date 3/1/2016/ 42430 / 2. Norther Ohio Italian American foundation, promote Italian american culture in northern, ohioUnited States 44106, treasurer, start date-7/1/2023

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-08-19

S66 Uniform Combined State Law Examination

2003-08-19

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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