Thomas John Gallagher

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2014-07-18

OH RA
APPROVED

Since 2014-07-18

Branch Locations

Sylvania, OH • United States

7659 King's Pointe Road, Toledo, OH 43617 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mass Mutual Life Insurance Company	Toledo	OH	04/2012	Present
Mml Investors Services, Llc	Toledo	OH	05/2012	Present

04/2012 → Present

Mass Mutual Life Insurance Company

Toledo, OH
05/2012 → Present

Mml Investors Services, Llc

Toledo, OH

Other Businesses

Name: Tom Gallagher Inv rel: Y Add: 1750 W. Central Ave Suite 100, Toledo, OH 43617 Nature: Outside Insurance Position: Insurance Agent Start date: 04/01/2022 No. HR/MO: 2 No. HR/MO during sec trading: 2 Describe duties: Life, Fixed Annuities, Disability, Long-term care, Health

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-12-16

S63 Uniform Securities Agent State Law Examination

2025-12-16