Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-11-12
GA RA APPROVED 2019-11-25
TX RA APPROVED 2019-11-21
  • CA RA
    APPROVED
    Since 2020-11-12
  • GA RA
    APPROVED
    Since 2019-11-25
  • TX RA
    APPROVED
    Since 2019-11-21

Branch Locations

3455 Peachtree Rd Ne Pbig - Atlanta Pw, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Los Angeles CA 08/2016 10/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 12/2016 06/2017
Unemployed Tryon NC 10/2016 12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 10/2019 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenville SC 06/2017 06/2018
Unemployed Tryon NC 06/2018 10/2019
Lyft Charleston SC 09/2018 10/2019
Bank Of America, N.A. Atlanta GA 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-29
  • S66 Uniform Combined State Law Examination
    2017-01-29
Other Names
  • Andy David Simmons
  • Andy David Simmons
  • Andrew David Simmons
  • Andrew Simmons

View on SEC IAPD

More in Atlanta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor