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240 Greenwich Street 9Th Floor East, New York, NY 10286-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-03-14 |
Branch Locations
144 Glenn Curtiss Boulevard, Uniondale, NY 11556 • United States
East Northport, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Investments | New York | NY | 06/2013 | 04/2019 |
| The Baker Group Lp | Oklahoma City | OK | 04/2019 | 08/2022 |
| Bny Mellon Securities Corporation | Uniondale | NY | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-23 |
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