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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-05-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Harris Bank | Milwaukee | WI | 07/2011 | 04/2021 |
| Bmo Harris Financial Advisors, Inc. | Cudahy | WI | 08/2012 | 04/2021 |
| Lpl Financial Llc | Racine | WI | 05/2021 | Present |
1. 04/18/2024 - The Rave - Non-Inv Related - Milwaukee, WI - Outside/W-2 Employment - Started: 5/16/2024 - 36 Hrs/Mo; 0 Hr During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-01 |
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