Christopher J Romano

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2012-03-28
NJ	RA	APPROVED	2006-03-24

PA RA
APPROVED

Since 2012-03-28
NJ RA
APPROVED

Since 2006-03-24

Branch Locations

1100-1800 American Blvd, Pennington, NJ 08534 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Yardley	PA	11/2000	Present

11/2000 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Yardley, PA

Other Businesses

I*37832 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: EPYSA INVESTMENT RELATED: N ADDRESS OF BUSINESS: 4070 BUTLER PIKE, SUITE 100 PLYMOUTH MEETING, PENNSYLVANIA 19462 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: OTHER, REFEREE START DATE OF RELATIONSHIP: 2/1/2011 NUMBER OF HOURS DEVOTED: 6 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: REFERREE YOUTH/ADULT SOCCER GAMES I*,1743255 Entity Type, Charitable Name of OBA: Hulmeville Soccer Club Address: Penndel,PA,19047 Investment Related: NO Position, Title, Association: Other Employee Start Date03/22/2024 : No Hours: Weekly No Hours during trading:0 Duties:Youth Soccer association

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-03-23

S66 Uniform Combined State Law Examination

2006-03-23