Martin J Carbaugh

Current Employers

Employment History

• 10/2013 → 06/2018
  Usa Financial Securities
  Ada, UT
• 10/2013 → 06/2018
  Tradewell & Tax Financial
  Fort Wayne, IN
• 06/2018 → 02/2025
  Concourse Financial Group Securities Inc
  Fort Wayne, IN
• 06/2018 → Present
  (Dba) Financial Focus
  Fort Wayne, IN
• 02/2025 → Present
  Cetera Wealth Services, Llc
  Fort Wayne, IN
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2018-06-19 → 2025-02-20
  Concourse Financial Group Securities, Inc.
  Fort Wayne, IN
  Birmingham, AL
• 2015-06-16 → 2018-06-19
  Usa Financial Securities Llc
  Ada, MI
  Fort Wayne, IN

Other Businesses

(dba) FINANCIAL FOCUS; Investment Related; 10305 Dawson's Creek Blvd, Ste E, Fort Wayne IN 46825; Insurance/Annuity Sales; Agent; Start Date 06/2018; 2 hour per month with all hours occurring during trading hours; Insurance product sales and services. >> HEARTLAND HEALTH INSURANCE ADVISORS, LLC; Non-investment Related; Fort Wayne IN; Health Insurance Sales; President/Agent; Start Date 04/30/2017; 100 hours per month with 100 hours per month occurring during trading; Sales and service of health insurance products. >> HEARTLAND INSURANCE PARTNERS; Non-investment related; 10305 Dawson's Creek Blvd, Ste E, Fort Wayne IN 46825; Property & Casualty Insurance; Agent; Start Date 05/2018; 120 hours per month with 80 hours per month during trading hours; I am an independent agent with a local P&C firm and sell P&C insurance for multiple carriers. >> STATE OF INDIANA STATE REPRESENTATIVE: Non-investment related; 200 W Washington Blvd, Indianapolis IN 46204; Government/Politics; State Representative; Start Date 11/2012; 20 hours per month with 10 hours per month occurring during trading hours; Representing the citizens of Indiana's 81st House District by casting votes in the Indiana General Assembly. I am an elected state representative. When in session I am in Indianapolis Monday-Thursday; Friday-Sunday I work from home. >> INSURANCE; Non-Investment Related; Ft Wayne, IN; Insurance; Agent; Start Date 05/2018; 5 hours per month with those 5 hours per month occurring during trading hours; Sell and service of medicare supplement insurance. >> NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: 10315 DAWSONS CREEK BLVD STE H, FORT WAYNE INDIANA 46825 NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2001 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 30 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS: LIFE, HEALTH, DISABILITY, FIXED ANNUITIES, LTC

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-06-15
• S63 Uniform Securities Agent State Law Examination
  2001-09-25

Other Names

• Martin John David Carbaugh