Mazie Soo-yee Wong

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2001-11-13

VA RA
APPROVED

Since 2001-11-13

Branch Locations

8401 Greensboro Dr Ste 230, Mclean, VA 22102-3598 • United States

Ashburn, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Vienna	VA	12/2010	03/2020
Ameriprise Financial Services, Llc	Vienna	VA	03/2020	Present

12/2010 → 03/2020

Ameriprise Financial Services, Inc.

Vienna, VA
03/2020 → Present

Ameriprise Financial Services, Llc

Vienna, VA

Other Businesses

Outside Employment; DSKG, LLC; Paraplanner; Manage advisory business; 301 Maple Ave West, Suite 520, Vienna, VA, 22180; Investment-Related; 05/06/2024; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-11-07

S66 Uniform Combined State Law Examination

2001-11-07