Sean Charles Thomas

Current Employers

Employment History

• 03/2004 → 09/2025
  Avantax Investment Securities
  Bangor, ME
• 01/2004 → Present
  Tmatt Tax And Financial
  Bangor, ME
• 05/2012 → 09/2025
  Avantax Advisory Services
  Bangor, ME
• 07/2019 → 09/2025
  Avantax Insurance Agency, Llc
  Bangor, ME
• 01/2011 → Present
  Tmatt, Inc., Pc
  Bangor, ME
• 01/2011 → Present
  Tmatt Tax And Financial
  Bangor, ME
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Bangor, ME
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-05-24 → 2025-09-05
  Avantax Advisory Services
  Hampden, ME
  Hampden, ME
  Dallas, TX

Other Businesses

1) TMATT, INC., PC; Investment Related; 532 Hammond St, STE A; Bangor, ME, 04401; Accounting Services/Tax Preparation; Owner; 1/1/2011; 160hrs; 160hrs; I sit down with clients to assess their needs and assist them in the area they need. Preparing taxes, developing retirement plans and so forth 2) NORTH COAST SERVICES POSITION: Member of Board NATURE: They collect copper, plastic, gold bearing crowns and wire materials from municipalities to sell for parts INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2020 ADDRESS: 532 Hammond Street, Ste. A, Bangor ME 04401, United States DESCRIPTION: I would act as a conduit between the bank that has approved a line of credit and the regulatory agency (EPA) to release funds for the purpose of cleanup if needed 3) TMATT TAX AND FINANCIAL POSITION: President NATURE: Tax and wealth management services INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2011 ADDRESS: 532 Hammond Street, Ste. A, Bangor ME 04401, United States DESCRIPTION: Prepare tax returns and prepare wealth management plans for clients. I will discover their goals, risk tolerance and provide solutions for their retirement and other assets. 4) RENTAL PROPERTY POSITION: Owner of rental property NATURE: Have a second home which I began to rent from time to time INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2021 ADDRESS: 532 Hammond Street, Ste. A, Bangor ME 04401, United States DESCRIPTION: Arrange payment of rental and pay the property expenses 5) THE CHURCH OF JESUS CHRIST OF LATTER-DAY SAINTS POSITION: Bishop NATURE: I minister to our local congregation in their spiritual and temporal needs. INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 1 START DATE: 07/31/2022 ADDRESS: 639 Grandview Ave, Bangor ME 04401, United States DESCRIPTION: I preside over a local congregation of approximately 130 members. I lead both the adult and youth groups in their temporal and spiritual needs. Myself, with my two counselors and clerk, collect and deposit tithes and offerings.I assist those in need with temporary assistance in a variety of areas, namely housing, utilities and food.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-05-17
• S63 Uniform Securities Agent State Law Examination
  2004-07-13

Other Names

• Sean Charles Thomas