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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-03-24
  • IN RA
    APPROVED
    Since 2021-03-24

Branch Locations

2746 W. 5Th Ave., Gary, IN 46404 • United States

6015 Us 6, Portage, IN 46368 • United States

915 Ridge Road, Munster, IN 46321 • United States

9770 Wicker Ave, St John, IN 46373 • United States

200 W Ridge Road, Griffith, IN 46319 • United States

27 E. Sibley Blvd, Hammond, IN 46320 • United States

7227 Calumet Avenue, Hammond, IN 46324 • United States

801 Joliet Street, Dyer, IN 46311 • United States

10705 Broadway, Crown Point, IN 46307 • United States

Munster, IN • United States

7701 Broadway, Merriville, IN 46410 • United States

750 S. Washington St., Valparaiso, IN 46383 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Dyer IN 03/2021 Present
Harris Investor Services, Inc Crown Point IN 02/2006 Present
  • 03/2021 → Present
    Dyer, IN
  • 02/2006 → Present
    Harris Investor Services, Inc
    Crown Point, IN
Previous Registrations
  • 2006-02-06 → 2021-03-24
    Bmo Harris Financial Advisors, Inc.
    Munster, IN
    Crown Point, IN
    Hammond, IN
    Kokomo, IN
    Crown Point, IN
    Chicago, IL
    Dyer, IN
    St John, IN
    Munster, IN
    Chicago, IL
  • 2002-10-10 → 2006-02-10
    Ifmg Securities, Inc.
    Highland, IN
Other Businesses

1. 02/22/2021 - Town of Munster / Nominating Committee - Not Investment Related - Munster, Indiana Town Hall - Non-Profit Board Member - Board Member - Start Date - 1/01/2008 - 8 Hours Per Month. 2. 04/15/2021 - BMO Investment Services  - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-09-14
  • S66 Uniform Combined State Law Examination
    2001-09-14

View on SEC IAPD

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