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Adam Thomas Morton

Rbc Capital Markets, LLC

Stamford, CT

Darien, CT

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-03-06
CT RA APPROVED 2010-12-24
  • TX RA
    APPROVED_RES
    Since 2015-03-06
  • CT RA
    APPROVED
    Since 2010-12-24

Branch Locations

1 Landmark Square 12Th Floor, Stamford, CT 06901-2502 • United States

Darien, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Stamford CT 03/2008 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-22
S63 Uniform Securities Agent State Law Examination 2001-11-09
  • S66 Uniform Combined State Law Examination
    2010-12-22
  • S63 Uniform Securities Agent State Law Examination
    2001-11-09

View on SEC IAPD

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