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Current Employers
Iht Wealth Management Llc

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-02-04
  • FL RA
    APPROVED
    Since 2019-02-04

Branch Locations

Sarasota, FL • United States

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Venice FL 07/2001 10/2018
Lpl Financial, Llc Sarasota FL 01/2019 Present
Iht Wealth Management Llc Sarasota FL 01/2019 Present
Previous Registrations
Other Businesses

1. 01/24/2019 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/17/2019 - 15 Hours Per Month/1 Hour During Securities Trading. 2. 01/29/2019 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/14/2019 - 15 Hours Per Month - Time Spent 60% - I provide investment advisory services through IHT Wealth Management, an independent investment advisor firm. I started this business activity in 01/14/2019. I expect to spend approximately 15 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 05/12/2022 - No Business Name - Investment Related - Miami, Fl 33186 - Real Estate Rental - Start Date - 04/04/2022 - 0 Hours Per Month/ 0 Hours During Securities Trading 4. 08/15/2022- David G. DeWitt Financial LLC- Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only- Start Date- 07/29/2022- 40 Hours Per Month/ 25 Hours During Securities Trading 5. 10/06/2022 - DeWitt Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 09/13/2022 - 0 Hours Per Month/0 Hours During Securities Trading 6. 11/04/2022 - No Business Name - Investment Related - Orlando, Fl 32822 - Real Estate Rental - Start Date 10/07/2022 - 0 Hours Per Month/0 Hours During Securities Trading 7. 09/11/2023: No business name; Sarasota, FL (back house); Real Estate Rental; Inv. related; start date 1/2/2023; 0hrs/mo; 0hrs during trading. 8. 08/25/2025 - Real Estate Rental - Investment Related - Banner Elk, NC - Start Date 05/17/2025 - 2 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-05-22
  • S65 Uniform Investment Adviser Law Examination
    2009-05-22

View on SEC IAPD

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