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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-10-21
TX RA APPROVED_RES 2021-10-18
  • FL RA
    APPROVED
    Since 2021-10-21
  • TX RA
    APPROVED_RES
    Since 2021-10-18

Branch Locations

200 S. Biscayne Blvd Suite 500, Miami, FL 33131 • United States

Miami, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Miami FL 06/2002 10/2021
Wells Fargo Advisors Llc Miami FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 10/2021
Raymond James Financial Services, Inc. Miami FL 10/2021 Present
Raymond James Financial Services Advisors, Inc. Miami FL 10/2021 Present
Fasarde Llc Miami FL 07/2020 Present
Providence Global Wealth Llc Miami FL 06/2021 Present
Pgw Advisors Miami FL 09/2022 Present
  • 06/2002 → 10/2021
    Wachovia Bank, N.A.
    Miami, FL
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Miami, FL
  • 11/2016 → 10/2021
    Miami, FL
  • 10/2021 → Present
    Raymond James Financial Services, Inc.
    Miami, FL
  • 10/2021 → Present
    Miami, FL
  • 07/2020 → Present
    Fasarde Llc
    Miami, FL
  • 06/2021 → Present
    Providence Global Wealth Llc
    Miami, FL
  • 09/2022 → Present
    Pgw Advisors
    Miami, FL
Previous Registrations
Other Businesses

(1)Name of Business: Address: 1643 Brickell ave apt 1205, Miami, FL, 33129, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/01/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: managing the property (2)Name of Business: Address: 1643 Brickell Ave apt 1205, Miami , FL, 33129, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/01/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: managing the property (3)Name of Business: Fasarde LLC Address: 1643 Brickell ave apt 1205, miami, FL, 33129, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 07/13/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: administrative functions (4)Name of Business: PGW Advisors Address: 200 S Biscayne Blvd suite 500, Miami, FL, 33131, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 09/02/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: management responsibilities (5)Name of Business: Providence Global Wealth LLC Address: 60 NE 14th Street, Miami, FL, 33132, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 06/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner-support company

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-29
S63 Uniform Securities Agent State Law Examination 1999-10-27
  • S65 Uniform Investment Adviser Law Examination
    2001-01-29
  • S63 Uniform Securities Agent State Law Examination
    1999-10-27
Other Names
  • Iris Ivette Destephen
  • Iris Ivette Destephen-Fujita

View on SEC IAPD

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