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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-04-15 |
| TX | RA | APPROVED | 2024-04-15 |
Branch Locations
309 1St Street Ne, Ste 102, Little Falls, MN 56345 • United States
800 S. Industrial Dr, Ste 206, Sauk Rapids, MN 56379 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morrison County Sheriff | Little Falls | MN | 09/1997 | 05/2019 |
| Osaic Wealth, Inc. | Little Falls | MN | 11/2012 | 04/2024 |
| Focus Financial | Little Falls | MN | 11/2012 | 04/2024 |
| Lpl Financial Llc | Little Falls | MN | 04/2024 | Present |
1- 04/2024 / WOCHNICK FINANCIAL SERVICES / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 2- 04/2024 / WOCHNICK ENTERPRISE LLC / Real Estate Rental / Investment Related / 2 hrs mth / Little Falls, MN / Start date: 04/15/2024 3- 04/2024 / Lake Property {MICHAEL WOCHNICK} / Real Estate Rental / Investment Related / 5 hrs mth / Cushing, MN / Start date: 04/16/2024 4) 03/07/2025 - Wochnick Tax Services LLC - Investment Related - Tax Prep/Accounting/CPA - At Reported Business Location(s) - Start Date:01/01/2026 - 5 Hrs/Mth - 5 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-21 |
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