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James Russell Kuhn

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rogers, AR

Bella Vista, AR

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2024-12-19
TX RA APPROVED 2017-06-01
AR RA APPROVED 2015-06-19
  • SD RA
    APPROVED
    Since 2024-12-19
  • TX RA
    APPROVED
    Since 2017-06-01
  • AR RA
    APPROVED
    Since 2015-06-19

Branch Locations

5001 W Founders Way, Rogers, AR 72758 • United States

Bella Vista, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rogers AR 03/2015 Present
Bank Of America, N.A. Rogers AR 05/2015 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-18
S65 Uniform Investment Adviser Law Examination 2005-12-15
S63 Uniform Securities Agent State Law Examination 2001-09-07
  • S66 Uniform Combined State Law Examination
    2015-06-18
  • S65 Uniform Investment Adviser Law Examination
    2005-12-15
  • S63 Uniform Securities Agent State Law Examination
    2001-09-07
Other Names
  • Russ Kuhn
  • James Russell Kuhn

View on SEC IAPD

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