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Heather Helene Sommerfield

Ameriprise Financial Services, LLC

Baltimore, MD

Timonium, MD

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-04-14
MD RA APPROVED 2009-10-05
VA RA APPROVED 2009-10-05
  • TX RA
    APPROVED_RES
    Since 2014-04-14
  • MD RA
    APPROVED
    Since 2009-10-05
  • VA RA
    APPROVED
    Since 2009-10-05

Branch Locations

6115 Falls Rd Ste Ph, Baltimore, MD 21209 • United States

Timonium, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Timonium MD 10/2009 03/2020
Ameriprise Financial Services, Inc. Baltimore MD 10/2009 03/2020
Ameriprise Financial Services, Llc Baltimore MD 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Timonium, MD
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Baltimore, MD
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Baltimore, MD
Previous Registrations
  • 2006-10-31 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Timonium, MD
    Timonium, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-30
S63 Uniform Securities Agent State Law Examination 2001-09-20
  • S66 Uniform Combined State Law Examination
    2006-10-30
  • S63 Uniform Securities Agent State Law Examination
    2001-09-20
Other Names
  • Heather Helene Zilai

View on SEC IAPD

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