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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2025-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Honolulu | HI | 06/2014 | 04/2018 |
| Mml Investors Services, Llc | Honolulu | HI | 03/2017 | 04/2018 |
| Lincoln Financial Securities Corporation | Honolulu | HI | 04/2018 | 05/2024 |
| Lpl Financial Llc | Kaneohe | HI | 05/2024 | Present |
1) 05/14/2024 - Rise Up Financial - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 120 Hours per month. 2) 05/14/2024 - HI-RIZERS - Business Entity For Tax/Investment Purposes Only - HI 96744 - Non investment related - 20 Hours per month - Start date: 06/01/2023. 3) 05/14/2024 - Kae Wong, LLC - Non-Variable Insurance - Selling: Term Insurance, ULI, and Whole Life Insurance, Fixed Income Annuity, SPIA - HI 96744 - Investment related - 15 Hours per month - Start date: 05/01/2024.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-29 |
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