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Kaelene Kauionalani Wong

LPl Financial LLC

Kaneohe, HI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2025-01-02
  • HI RA
    APPROVED
    Since 2025-01-02

Branch Locations

Kaneohe, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Honolulu HI 06/2014 04/2018
Mml Investors Services, Llc Honolulu HI 03/2017 04/2018
Lincoln Financial Securities Corporation Honolulu HI 04/2018 05/2024
Lpl Financial Llc Kaneohe HI 05/2024 Present
  • 06/2014 → 04/2018
    Metlife Securities
    Honolulu, HI
  • 03/2017 → 04/2018
    Honolulu, HI
  • 04/2018 → 05/2024
    Lincoln Financial Securities Corporation
    Honolulu, HI
  • 05/2024 → Present
    Kaneohe, HI
Previous Registrations
  • 2018-04-27 → 2024-05-20
    Osaic Fs, Inc.
    Kaneohe, HI
    Lamepje, HI
    Greensboro, NC
  • 2017-03-25 → 2018-05-04
    Honolulu, HI
  • 2014-06-30 → 2017-03-25
    Msi Financial Services, Inc.
    Honolulu, HI
  • 2010-05-10 → 2014-06-17
    Signator Investors, Inc.
    Honolulu, HI
  • 2008-06-11 → 2010-02-05
    St Louis, MO
    Kailua, HI
    Kaneohe, HI
    Kaneohe, HI
Other Businesses

1) 05/14/2024 - Rise Up Financial - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 120 Hours per month. 2) 05/14/2024 - HI-RIZERS - Business Entity For Tax/Investment Purposes Only - HI 96744 - Non investment related - 20 Hours per month - Start date: 06/01/2023. 3) 05/14/2024 - Kae Wong, LLC - Non-Variable Insurance - Selling: Term Insurance, ULI, and Whole Life Insurance, Fixed Income Annuity, SPIA - HI 96744 - Investment related - 15 Hours per month - Start date: 05/01/2024.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-29
  • S66 Uniform Combined State Law Examination
    2008-05-29
Other Names
  • Kaelene Kauionalani Denis
  • Kaelene Kauionalani Lui
  • Kaelene Kauionalani Denis
  • Kaelene Kauionalani Wong
  • Kaelene Wong

View on SEC IAPD

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