Mark Louis Prendergast

Current Employers

Apella Wealth

65 Memorial Drive Suite C340, West Hartford, CT 06107 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-07-20
CT	RA	APPROVED	2023-07-20

CA RA
APPROVED

Since 2023-07-20
CT RA
APPROVED

Since 2023-07-20

Branch Locations

949 South Coast Drive Suite 100, Costa Mesa, CA 92626 • United States

65 Memorial Drive Suite C340, West Hartford, CT 06107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mark L. Prendergast Cpa	Fresno	CA	04/1986	Present
Inspired Financial Llc	Huntington Beach	CA	08/2007	11/2023
Apella Capital, Llc	Glastonbury	CT	07/2023	Present

04/1986 → Present

Mark L. Prendergast Cpa

Fresno, CA
08/2007 → 11/2023

Inspired Financial Llc

Huntington Beach, CA
07/2023 → Present

Apella Capital, Llc

Glastonbury, CT

Previous Registrations

2007-08-23 → 2023-11-06

Inspired Financial

Huntington Beach, CA
2006-06-28 → 2007-12-11

Beechwood Advisory Group, Llc

Fresno, CA

Other Businesses

Serves on the Board of Directors for another investment advisory firm, Regency Investment Advisors, Inc. Attends board meetings and vote on governance matters. Subject to each firm's Confidentiality and Code of Ethics. Spends an estimated 1 hour a month on his Board duties and started in 2012. Disclosed to the president that I had some legacy tax preparation clients. Most I transferred over to Apella Services (Olympia CPA firm), but a few I retained for clients in their 80s and 90s. Revenue is nominal. Tax preparation for some about 7-10 legacy tax clients - Investment related