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11750 Katy Freeway Suite 840, Houston, TX 77079 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2020-09-25 |
| TX | RA | APPROVED | 2020-09-25 |
Branch Locations
11750 Katy Freeway Suite 840, Houston, TX 77079 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Boston Scientific | Houston | TX | 02/2010 | 02/2017 |
| Pin Oak Investment Advisors, Inc | Houston | TX | 02/2017 | 08/2020 |
| Ria Advisors | Houston | TX | 09/2020 | Present |
| Ria Wealth Advisors Llc | Houston | TX | 08/2021 | 07/2023 |
1) Licensed Insurance Agent with RIA Insurance Agency LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-24 |
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