Russell John Anthofer

Current Employers

Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2024-03-14

IA RA
APPROVED

Since 2024-03-14

Branch Locations

711 High Street, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Financial Group	Des Moines	IA	06/2001	02/2017
Principal Securities Inc	Des Moines	IA	03/2016	11/2018
Principal Life Insurance	Des Moines	IA	02/2017	11/2018
Principal Funds Distributor, Inc.	Des Moines	IA	11/2018	10/2020
Principal Securities Inc	Des Moines	IA	10/2020	Present
Principal Funds Distributor	Des Moines	IA	01/2024	Present
Principal Asset Management	Des Moines	IA	03/2024	Present

06/2001 → 02/2017

Principal Financial Group

Des Moines, IA
03/2016 → 11/2018

Principal Securities Inc

Des Moines, IA
02/2017 → 11/2018

Principal Life Insurance

Des Moines, IA
11/2018 → 10/2020

Principal Funds Distributor, Inc.

Des Moines, IA
10/2020 → Present

Principal Securities Inc

Des Moines, IA
01/2024 → Present

Principal Funds Distributor

Des Moines, IA
03/2024 → Present

Principal Asset Management

Des Moines, IA

Previous Registrations

2019-01-11 → 2020-08-04

Principal Asset Management

Des Moines, IA
2008-01-30 → 2017-02-23

Principal Securities, Inc.

Des Moines, IA

Des Moines, IA

Other Businesses

Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, LLC and its affiliates.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-01-29

S66 Uniform Combined State Law Examination

2008-01-29

View on SEC IAPD