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Joel Robert Heffington

Ameriprise Financial Services, LLC

St Charles, IL

Plano, IL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-04-16
TX RA APPROVED_RES 2015-04-16
  • IL RA
    APPROVED
    Since 2015-04-16
  • TX RA
    APPROVED_RES
    Since 2015-04-16

Branch Locations

100 Illinois St Ste 254, St Charles, IL 60174-1867 • United States

Plano, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Downers Grove IL 04/2015 03/2020
Ameriprise Financial Services, Llc St Charles IL 03/2020 Present
Previous Registrations
  • 2014-08-06 → 2015-04-15
    B. C. Ziegler And Company
    Chicago, IL
  • 2013-09-18 → 2014-04-23
    Lpl Financial Llc
    Bolingbrook, IL
    Hinsdale, IL
    Naperville, IL
    Aurora, IL
    Willow Springs, IL
    Melrose Park, IL
    Hinsdale, IL
    Melrose Park, IL
  • 2012-11-15 → 2013-09-18
    Firstmerit Advisors, Inc.
    Hinsdale, IL
    Melrose Park, IL
  • 2005-06-27 → 2007-07-27
    Country Trust Bank
    Winfield, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-24
S63 Uniform Securities Agent State Law Examination 2001-07-23
  • S65 Uniform Investment Adviser Law Examination
    2005-06-24
  • S63 Uniform Securities Agent State Law Examination
    2001-07-23

View on SEC IAPD

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