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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-07-30 |
Branch Locations
1 Belmont Avenue Ste. 1100, Bala Cynwyd, PA 19004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mizuho Securities Usa Inc | New York | NY | 06/2015 | 09/2017 |
| Coastal Equities, Inc. | Wilmington | DE | 10/2018 | 07/2021 |
| Unemployed | Hobken | NJ | 09/2017 | 10/2018 |
| Investorlink Capital Markets Llc | Doylestown | PA | 07/2021 | 02/2025 |
| Unemployed | Jersey City | NJ | 03/2025 | 06/2025 |
| Equitable Advisors, Llc | New York | NY | 07/2025 | Present |
| Click Capital Markets | Scottsdale | AZ | 07/2025 | 07/2025 |
1) 2.5% INTEREST IN HARVEST FINANCIAL TECHNOLOGY, LLC, 5526 LONG LANE, DOYLESTOWN, PA 18902, START DATE: 9/24/20;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-09 |
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