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Current Employers
Cooper Mcmanus

9870 Research Drive, Irvine, CA 92618 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-13
CA RA APPROVED 2014-01-31
  • TX RA
    APPROVED
    Since 2018-04-13
  • CA RA
    APPROVED
    Since 2014-01-31

Branch Locations

4195 E Thousand Oaks Blvd Suite 125, Westlake Village, CA 91362 • United States

200 Auburn Folsom Rd Suite 101, Auburn, CA 95603 • United States

9870 Research Drive, Irvine, CA 92618 • United States

6200 Antioch St., Oakland, CA 94611 • United States

2700 E Foothill Rd Suite 306, Pasadena, CA 91107 • United States

1981 N. Broadway Suite 300, Walnut Creek, CA 92596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Westlake Village CA 01/2014 03/2020
Cooper Financial Group Westlake Village CA 01/2014 Present
Cambridge Investment Research, Inc. Fairfield IA 03/2020 Present
  • 01/2014 → 03/2020
    Securities America, Inc.
    Westlake Village, CA
  • 01/2014 → Present
    Cooper Financial Group
    Westlake Village, CA
  • 03/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Other Businesses

1) LINDSEY AND LINDSEY WEALTH MANAGEMENT, 4195 E THOUSAND OAKS BLVD, STE 125,WESTLAKE VILLAGE, CA, S-CORP- OWNER/PRESIDENT 01/01/18, INV REL, 40/WK- 10/TRADING 2) ASCENT WEALTH MANAGEMENT, 4195 E THOUSAND OAKS BLVD, STE 125, WESTLAKE VILLAGE, CA, S-SORP, OWNER/PRESIDENT, 01/01/18, INV REL, 10/WK-5 TRADING 3) CL ORTA, INC, 4195E THOUSAND OAKS BLVD, STE 125, WESTLAKE VILLAGE, CA, S-CORP, OWNER, 01/01/19, 2/WK- 1/TRADING 4) CHRISTINA ORTA; NOT INVESTMENT RELATED; 4195 E. THOUSAND OAKS BLVD., SUITE 125, WESTLAKE VILLAGE, CA 91362; INSURANCE SALES; INSURANCE AGENT; CA INSURANCE AGENT (LICENSE #0I80001); 15 HRS/MONTH; 0 HRS/MONTH DURING TRADING HOURS; INDIVIDUAL OFFERS LIFE INSURANCE, ACCIDENT & HEALTH INSURANCE, AND VARIABLE CONTRACTS PRODUCTS 5) LIFE INSURANCE AND LONG TERM CARE INSURANCE, 4195 E. Thousand Oaks Blvd. Suite 125, Westlake CA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 08/01/2014, 10/HR MO, 4/HR MO Trading 6) HILLCREST CHRISTIAN SCHOOL, 449 E. Wilbur Rd., Thousand Oaks CA 91360, United States, 10/20/2023, Treasurer, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 8 HR/MO - 1 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-11-14
  • S63 Uniform Securities Agent State Law Examination
    2007-11-14
Designations
Other Names
  • Christine Marie Lindsey
  • Christina M Lindsey

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