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Robert Thomas Guerra

Guerra Pan Advisors, LLC

Montclair, NJ

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Current Employers
Guerra Pan Advisors, Llc

Montclair, NJ • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-01-18
NY RA APPROVED 2021-08-15
  • NJ RA
    APPROVED
    Since 2022-01-18
  • NY RA
    APPROVED
    Since 2021-08-15

Branch Locations

Montclair, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 04/2006 07/2019
Bank Of America, N.A. New York NY 05/2011 07/2019
J. Alden Associates, Inc. Philadelphia PA 07/2019 01/2025
Guerra Pan Advisors, Llc New York NY 06/2021 Present
Alden Capital Management Inc. Philadelphia PA 07/2019 08/2021
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-01
S63 Uniform Securities Agent State Law Examination 2001-11-08
S65 Uniform Investment Adviser Law Examination 2001-10-10
  • S66 Uniform Combined State Law Examination
    2006-06-01
  • S63 Uniform Securities Agent State Law Examination
    2001-11-08
  • S65 Uniform Investment Adviser Law Examination
    2001-10-10
Other Names
  • Robert Guerra

View on SEC IAPD

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