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Michael Jason Pefferly

Charles Schwab & Co., Inc.

Kennesaw, GA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-04-04
  • GA RA
    APPROVED
    Since 2019-04-04

Branch Locations

1450 Ernest W Barrett Parkway Nw Suite 430, Kennesaw, GA 30152 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Atlanta GA 04/2006 03/2018
Charles Schwab & Co., Inc. Kennesaw GA 03/2019 Present
Unemployed Marietta GA 03/2018 02/2019
  • 04/2006 → 03/2018
    Scottrade, Inc.
    Atlanta, GA
  • 03/2019 → Present
    Charles Schwab & Co., Inc.
    Kennesaw, GA
  • 03/2018 → 02/2019
    Unemployed
    Marietta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-03
S63 Uniform Securities Agent State Law Examination 1999-12-27
  • S66 Uniform Combined State Law Examination
    2019-04-03
  • S63 Uniform Securities Agent State Law Examination
    1999-12-27
Other Names
  • Michael J Pefferly
  • Mike Pefferly
  • Michael Jason Pefferly
  • Michael Pefferly

View on SEC IAPD

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Other Offices

EDWARD JONES · KENNESAW, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · KENNESAW, GA
MML INVESTORS SERVICES, LLC · Kennesaw, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Kennesaw, GA
UNITY FINANCIAL PLANNING GROUP LLC · KENNESAW, GA
AMERIPRISE FINANCIAL SERVICES, LLC · KENNESAW, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Kennesaw, GA
TRICORD INVESTMENT ADVISORS, INC. · KENNESAW, GA

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