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345 California Street Suite 600, San Francisco, CA 94104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-09-11 |
| TX | RA | APPROVED | 2024-09-11 |
Branch Locations
345 California Street Suite 600, San Francisco, CA 94104 • United States
4B Inverness Court East Suite 250, Englewood, CO 80112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hpca Services Group Llc D/B/A Harmony Private Client Advisers | Denver | CO | 08/2015 | Present |
| Farther Finance Advisors | Denver | CO | 09/2024 | Present |
Leonard Scott Sanford holds an insurance license to sell limited insurance products. It is anticipated that a small portion, less than (10%) of his time, will be spent providing these insurance products. He may receive compensation from selling insurance products and therefore receive economic benefit for this activity. Managing Member of HPCA Services Group, LLC, entity used for payroll purposes, 0.5 hours a month spent on this activity, not investment related Leonard Scott Sanford does business as Harmony Private Client Advisers to market the services he provides
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-17 |
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