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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-06-22 |
Branch Locations
204 N Penelope Street Suite A, Belton, TX 76513 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securities Inc. | Belton | TX | 10/2013 | 06/2018 |
| Bbva Wealth Solutions Inc. | Belton | TX | 10/2013 | 06/2018 |
| Compass Bank | Birmingham | AL | 09/2013 | 06/2018 |
| Raymond James Financial Services, Inc. | Belton | TX | 06/2018 | Present |
| Raymond James Financial Services Advisors, Inc. | Belton | TX | 06/2018 | Present |
(1)Name of Business: Covington Books Address: 616 W Irvin Ave, Temple, TX, 76501, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 01/10/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Author of book on financial literacy. (2)Name of Business: Gunter Financial Partners DBA Gunter Financial Services Address: 204 N Penelope St Ste A, Belton, TX, 76513, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 06/22/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (3)Name of Business: Oakcrest Advisors Address: 204 N Penelope Street, Belton, TX, 76513, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/01/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-12 |
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