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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-06-22
  • TX RA
    APPROVED
    Since 2018-06-22

Branch Locations

204 N Penelope Street Suite A, Belton, TX 76513 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Securities Inc. Belton TX 10/2013 06/2018
Bbva Wealth Solutions Inc. Belton TX 10/2013 06/2018
Compass Bank Birmingham AL 09/2013 06/2018
Raymond James Financial Services, Inc. Belton TX 06/2018 Present
Raymond James Financial Services Advisors, Inc. Belton TX 06/2018 Present
  • 10/2013 → 06/2018
    Bbva Securities Inc.
    Belton, TX
  • 10/2013 → 06/2018
    Bbva Wealth Solutions Inc.
    Belton, TX
  • 09/2013 → 06/2018
    Compass Bank
    Birmingham, AL
  • 06/2018 → Present
    Raymond James Financial Services, Inc.
    Belton, TX
  • 06/2018 → Present
    Belton, TX
Previous Registrations
  • 2013-10-08 → 2018-06-25
    Pnc Managed Account Solutions, Inc.
    Belton, TX
  • 2010-05-13 → 2013-05-08
    Usaa Financial Planning Services
    San Antonio, TX
Other Businesses

(1)Name of Business: Covington Books Address: 616 W Irvin Ave, Temple, TX, 76501, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 01/10/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Author of book on financial literacy. (2)Name of Business: Gunter Financial Partners DBA Gunter Financial Services Address: 204 N Penelope St Ste A, Belton, TX, 76513, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 06/22/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (3)Name of Business: Oakcrest Advisors Address: 204 N Penelope Street, Belton, TX, 76513, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/01/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-05-11
S63 Uniform Securities Agent State Law Examination 2002-01-12
  • S65 Uniform Investment Adviser Law Examination
    2010-05-11
  • S63 Uniform Securities Agent State Law Examination
    2002-01-12
Designations
Other Names
  • Francesca D Gervascio-Franzen
  • Francesca Diotima Amelia Gervascio-Franzen

View on SEC IAPD

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