Jeffrey Dunphy

Current Employers

Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2026-02-24
TX	RA	APPROVED_RES	2026-01-29
NH	RA	APPROVED	2024-02-15
CT	RA	APPROVED	2023-02-10

MA RA
APPROVED

Since 2026-02-24
TX RA
APPROVED_RES

Since 2026-01-29
NH RA
APPROVED

Since 2024-02-15
CT RA
APPROVED

Since 2023-02-10

Branch Locations

203 Trumbull Street, Hartford, CT 06103 • United States

1133 Main St, Newington, CT 06111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Bank, Na	West Hartford	CT	12/2021	01/2023
Richard Chevrolet	Cheshire	CT	07/2016	12/2021
Jnj Unlimited, Llc	Newington	CT	01/2013	Present
Td Bank N.A.	Newington	CT	01/2023	Present
Td Private Client Wealth Llc	Newington	CT	12/2021	Present

12/2021 → 01/2023

Td Bank, Na

West Hartford, CT
07/2016 → 12/2021

Richard Chevrolet

Cheshire, CT
01/2013 → Present

Jnj Unlimited, Llc

Newington, CT
01/2023 → Present

Td Bank N.A.

Newington, CT
12/2021 → Present

Td Private Client Wealth Llc

Newington, CT

Other Businesses

JnJ Unlimited, non-investment related, 301 Vineyard Ave Newington CT 06111, Sales of Stickers, Owner, Owner, 2013, 3 hrs per month, 0 during trading hours. Design, and facilitate orders, manage inventory.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-04-24
S65	Uniform Investment Adviser Law Examination	2023-02-10

S63 Uniform Securities Agent State Law Examination

2025-04-24
S65 Uniform Investment Adviser Law Examination

2023-02-10

Other Names

Jeffrey Thomas Dunphy

View on SEC IAPD