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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-08-21 |
Branch Locations
388 Greenwich Street - 29, New York, NY 10013 • United States
388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 08/2014 | 06/2021 |
| Morgan Stanley & Co., Llc | New York | NY | 06/2021 | 09/2023 |
| Morgan Stanley Services Group, Inc. | New York | NY | 06/2021 | 09/2023 |
| Jpmorgan Chase Bank, Na | Jersey City | NJ | 09/2023 | 08/2025 |
| Jpmorgan Securities Llc | Jersey City | NJ | 11/2023 | 08/2025 |
| Citigroup Global Markets Inc | New York | NY | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-22 |
| S65 | Uniform Investment Adviser Law Examination | 2014-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-24 |
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