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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-02-18 |
| OR | RA | APPROVED | 2021-06-09 |
| TX | RA | APPROVED_RES | 2020-02-24 |
| WA | RA | APPROVED | 2019-09-24 |
Branch Locations
6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States
4064 Colony Road Suite 460, Charlotte, NC 28211 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charlotte | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | 08/2019 |
| Morgan Stanley | Charlotte | NC | 08/2019 | Present |
*577444- VMI Business Advisory Council; Investment related: No; Lexington, Virginia; Education; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 01/2024; During business hours: 1; After business hours: 2; Provide advice to the economics department as to the validity of the current curriculum to today's real world requirements. *613126- Pass Perfect Executive Advisory Board on the Future of Licensing; Investment related: No; Alpharetta, Georgia; Financial Services licensing; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 10/2024; During business hours: 1 After business hours: 0; Provide input on the future of securities licensing education; nominated to be Vice Chair of the advisory board.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-12 |
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