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Current Employers
Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2015-01-30
  • OH RA
    APPROVED
    Since 2015-01-30

Branch Locations

5250 Transportation Blvd #100, Garfield Heights, OH 44125 • United States

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonex Securities Inc. Garfield Heights OH 09/2014 Present
Stonex Advisors Inc. Garfield Heights OH 01/2015 Present
  • 09/2014 → Present
    Stonex Securities Inc.
    Garfield Heights, OH
  • 01/2015 → Present
    Garfield Heights, OH
Previous Registrations
  • 2001-10-17 → 2015-01-30
    Wrp Investments, Inc.
    Youngstown, OH
    Garfield Heights, OH
    Youngstown, OH
Other Businesses

1) L.P. KENNARD AGENCY INC, 5250 TRANSPORTATION BLVD, GARFIELD HEIGHTS OH 44125: CORPORATION, NATURE OF BUS: LIFE INSURANCE AGENCY, TITLE: AGENT, DUTIES: LIFE INS SALES, TIME SPENT: <1%, COMPENSATION: COMMISSIONS 2) Kennard Financial Services 5250 Transportation Blvd Garfield Hts, OH 44125 Nature of Business: Selling securities approved by SA Stone Wealth Management Investment Related: Yes Title: Registered Rep Duties: Selling securities approved by SA Stone Wealth Management Start Date: 06/20/2001 Approximate Hours Devoted to Business: 130 to 150 hours Approximate Hours Devoted to Business during Market Hours: 6 to 7

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-02-23
  • S63 Uniform Securities Agent State Law Examination
    2005-02-23

View on SEC IAPD

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