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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2007-01-19
  • GA RA
    APPROVED
    Since 2007-01-19

Branch Locations

600 Northpark Town Center 1200 Abernathy Road Suite 1850, Atlanta, GA 30328 • United States

Dunwoody, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Atlanta GA 01/2007 Present
Previous Registrations
Other Businesses

NOTARY PUBLIC / NOTARY PUBLIC/ 3039 ATLANTA, GEORGIA 30341 / HEAD NOTARY/ START DATE 12/1/2008 - / 1 HR. Waterford Neighborhood Association, Dunwoody GeorgiaUnited States-30338, Local Neighborhood Association Board, Non-profit, Neighborhood association that organizes events and maintains the small amount of common property in the community, Officer, As treasurer I will maintain the organizations financial records, start date-2/16/2025.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-15
  • S66 Uniform Combined State Law Examination
    2002-07-15

View on SEC IAPD

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