Breanne Nicole Polonia

Current Employers

Employment History

• 01/2013 → 11/2016
  Wells Fargo Advisors, Llc
  San Diego, CA
• 11/2016 → 09/2018
  Wells Fargo Clearing Services, Llc
  San Diego, CA
• 09/2018 → 02/2020
  Surevest Wealth Management
  Phoenix, AZ
• 01/2020 → 12/2022
  Surevest, Llc
  San Diego, CA
• 12/2022 → 01/2024
  Dfpg Investments, Llc
  Sandy, UT
• 04/2024 → 09/2024
  Diversify Wealth Management
  Sandy, UT
• 09/2024 → Present
  Kestra Private Wealth Services, Llc
  Plano, TX
• 10/2025 → Present
  Kestra Investment Services Llc
  Plano, TX

Previous Registrations

• 2023-12-07 → 2024-09-27
  Diversify Advisory Services, Llc
  South Jordan, UT
  1045 Prosper, TX
  Dallas, TX
• 2024-03-12 → 2024-09-27
  Diversify Wealth Management, Llc
  South Jordan, UT
  Dallas, TX
• 2022-12-01 → 2024-01-02
  Dfpg Investments, Llc
  Sandy, UT
  Prosper, TX
• 2020-01-16 → 2022-12-12
  Surevest Private Wealth
  San Diego, CA
  Los Angeles, CA
  Prosper, TX
• 2018-09-10 → 2020-02-07
  Surevest Wealth Management
  San Diego, CA
• 2013-01-30 → 2018-09-11
  Wells Fargo Clearing Services, Llc
  San Diego, CA
  Solana Beach, CA
  San Diego, CA
  San Diego, CA
  San Diego, CA
• 2007-07-17 → 2013-01-31
  Edward Jones
  Del Mar, CA
  Lake Havasu City, AZ
  Lake Havasu City, AZ
  St Louis, MO
  Lake Havasu City, AZ

Other Businesses

Name: CASHPADZ PROPERTY MGT POSITION: member NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 20 SECURITIES TRADING HOURS: 4 START DATE: 03/15/2021 ADDRESS: 2633 Mckinney Ave 130-503, Dallas TX 75204, United States DESCRIPTION: Oversee and manage properties, sub contractors hired for services and financial responsibilities Name: CASHPADZ LLC POSITION: member NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 05/12/2020 ADDRESS: 2633 Mckinney Ave 130-503, Dallas TX 75204, United States DESCRIPTION: I personally own the properties, over see management, maintenance and financial responsibilities. Name: SYMPHONY WEALTH GROUP POSITION: IAR NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/27/2024 ADDRESS: 5801 Headquarters Dr, Plano TX 75024, United States DESCRIPTION: Offer investment advisory services Name: DCD SITE 1LLC POSITION: member NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/13/2024 ADDRESS: 2633 Mckinney Ave 130-503, Dallas TX 75204, United States DESCRIPTION: Property Owner Name: PAZIOLUX AZ MGT LLC POSITION: member NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/18/2024 ADDRESS: 2633 Mckinney Ave 130-503, Dallas TX 75204, United States DESCRIPTION: I am not involved in day to day operations, I provide consultative services as needed. Name: LAPASATA ENTERPRISES LLC POSITION: member NATURE: pass through entity for Income INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/27/2024 ADDRESS: 2633 Mckinney Ave 130-503, Dallas TX 75204, United States DESCRIPTION: passive Name: SPAZIOLUX MGT LLC POSITION: member NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 6 SECURITIES TRADING HOURS: 2 START DATE: 09/16/2024 ADDRESS: 2633 Mckinney Ave 130-503, Dallas TX 75204, United States DESCRIPTION: Oversee operations and sub contractors hired for service

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-10-27
• S66 Uniform Combined State Law Examination
  2007-06-22

Other Names

• Breezy Polonia
• Breanne Nicole Morgan
• Breanne Polonia