Shawna Marie Goodly

Current Employers

Employment History

• 09/2017 → 03/2023
  Raymond James Financial Services, Inc.
  Baton Rouge, LA
• 01/2015 → 09/2017
  Fidelity Brokerage Services, Llc
  Sugar Land, TX
• 09/2017 → 05/2023
  Financial Benefits, Inc.
  Baton Rouge, LA
• 09/2017 → 05/2023
  Shobe & Associates, Inc. Dba The Shobe Financial Group
  Baton Rouge, LA
• 03/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Cwm, Llc Dba Carson Group Holdings
  Baton Rouge, LA
• 03/2023 → Present
  Cwm, Llc Dba Carson Partners - Crd # 155344
  Baton Rouge, LA
• 03/2023 → Present
  Cwm, Llc Dba Carson Wealth-The Shobe Financial Group
  Baton Rouge, LA

Previous Registrations

• 2018-01-10 → 2023-05-11
  The Shobe Financial Group
  Baton Rouge, LA
• 2017-09-26 → 2018-01-08
  Raymond James Financial Services Advisors, Inc
  Baton Rouge, LA
• 2017-03-23 → 2017-09-21
  Strategic Advisers Llc
  Sugar Land, TX
• 2011-12-20 → 2013-10-03
  Strategic Advisers Llc
  Sugar Land, TX
• 2009-02-16 → 2010-06-14
  Strategic Advisers Llc
  Houston, TX

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE O BUSINESS: FIXED INSURANCE; START DATE: 10/2017; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTH BUSINESS: CWM, LLC DBA CARSON PARTNERS - CRD # 155344; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SE REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES; START DATE: 03/2023; POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: PROVIDING SERVICES TO CLIENTS WHEN NEEDED; 3. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP HOLDINGS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 03/2023; POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: PROVIDING SUPPORT TO CLIENTS WHEN NEEDED; 4. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON WEALTH-THE SHOBE FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 03/2023; POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: PROVIDING SUPPORT TO CLIENTS WHEN NEEDED; 5. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON RETIREMENT PROGRAM (CRP)), INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: RETIREMENT SERVICES, POSITION/TITLE/RELATIONSHIP: 3 (21) FIDUCUARY, START DATE: 03/2023 APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: GROUP RETIREMENT PLANNING SERVICES INCLUDING 3 (21) SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-03-07
• S63 Uniform Securities Agent State Law Examination
  2002-11-04

Other Names

• Shawna Stevens
• Shawna Marie Stevens
• Shawna Marie Goodly
• Shawna Stevens Goodly