James Matthew Weeks

Current Employers

Employment History

• 02/2021 → Present
  Allegiance Financial Planning
  Star, ID
• 05/2015 → 09/2022
  The Trading Block
  Star, ID
• 09/2022 → 04/2024
  Tapfin/Ey
  Secaucus, NJ

Previous Registrations

• 2022-09-23 → 2024-02-29
  Ernst & Young Investment Advisers Llp
  Star, ID
  Secaucus, NJ
• 2022-06-30 → 2023-05-31
  Allegiance Financial Planning
  Star, ID
• 2015-07-07 → 2015-09-14
  Personal Capital Advisors Corporation
  Denver, CO
• 2010-12-03 → 2012-08-31
  Weeks Financial Planning, Llc
  Littleton, CO
• 2012-01-11 → 2012-03-01
  Lotusgroup Advisors
  Denver, CO
• 2007-11-28 → 2010-07-29
  Strategic Advisers Llc
  Broomfield, CO
• 2006-10-20 → 2006-12-05
  Chase Investment Services Corp.
  Westminster, CO
• 2004-09-23 → 2006-10-02
  Tiaa-Cref Trust Company, Fsb
  St. Louis, MO
• 2003-12-10 → 2004-08-23
  Wells Fargo Investments, Llc
  Lone Tree, CO

Other Businesses

Business name: Allegiance Financial Planning, LLC Investment-Related: No Address: 5740 W Polecat Drive Eagle, ID 83616 Nature of Business: Tax Preparation for Individuals and Small Business Your Position: Principal Relationship with Other Business: Added Service for Financial Planning Clients Start Date of Relationship: 04-14-2025 Approximate Hours Per Week: 10 Hours Devoted During Security Trading Hours: 0 Duties: Tax Preparation Nature of business: e.g., Provides individual and small business tax return preparation services Start date Estimated hours per month Whether this business is investment-related (usually no) Whether you're compensated (usually yes) Whether the firm has been notified and approved this OBA (must be yes if you're an IAR)

Exams

• S66 Uniform Combined State Law Examination
  2003-12-09
• S63 Uniform Securities Agent State Law Examination
  2001-07-31

Designations