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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-05-22
CT RA APPROVED 2015-11-09
  • TX RA
    APPROVED_RES
    Since 2018-05-22
  • CT RA
    APPROVED
    Since 2015-11-09

Branch Locations

20 Custom House Street, Boston, MA 02110 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Boston MA 11/2015 Present
  • 11/2015 → Present
    Stifel Nicolaus & Co Inc
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-02
  • S66 Uniform Combined State Law Examination
    2000-03-02
Other Names
  • John Kevin Okeefe

View on SEC IAPD

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