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7780 Brier Creek Parkway Suite 325, Raleigh, NC 27617 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-01-21 |
Branch Locations
7780 Brier Creek Parkway Suite 325, Raleigh, NC 27617 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services | Raleigh | NC | 11/2012 | 06/2019 |
| Massmutual Financial Group | Raleigh | NC | 11/2012 | 06/2019 |
| Liberty Partners Financial Services, Llc. | Mount Pleasant | SC | 11/2019 | Present |
| Unemployed | Raliegh | NC | 07/2019 | 11/2019 |
| Modern Capital Advisors Llc | Mount Pleasant | SC | 11/2019 | Present |
| Modern Capital Securities, Inc | Raleigh | NC | 12/2019 | Present |
Ohio National Insurance; non-investment-related; Address: 8412 Norman Estates Way, Raleigh, N.C, 27613; Nature of the business: Life and Disability insurance; Title: General Agent; Start date:11/01/2019; Approximate number of hours/month devoted to the business: 10-15; Number of hours devoted during securities trading hours: 10-15; Duties: recruiting and offering product to advisors.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-21 |
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