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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-05-11
TX RA APPROVED_RES 2006-01-09
IN RA APPROVED 2003-04-10
  • MI RA
    APPROVED
    Since 2010-05-11
  • TX RA
    APPROVED_RES
    Since 2006-01-09
  • IN RA
    APPROVED
    Since 2003-04-10

Branch Locations

250 Monroe Ave Nw, Grand Rapids, MI 49503 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Grand Rapids MI 06/2002 Present
Bank Of America, N.A. Grand Rapids MI 03/2010 Present
Other Businesses

I*110067For profit or not for profit: For-Profit Organization Name: MRM-RTI Investment related: N Address: Grand Rapids, Michigan 49506 Nature of business: LLC Position: Owner Start date: 10/30/17 Hours devoted: 1 hr Annually Hours devoted during trading: 0 Duties: Investing in a cancer imaging company. I*26441For-Profit Organization Jade Pig/RaJoSa partners/East Campus Partners Investment related Grand Rapids, Michigan 49506 Limited Partnership, Owner, Hours: 0 Hours during trading: 0 Duties: Passive owner of real estate held in LLCs and partnerships I*96149FOR-PROFIT ORGANIZATION ACCELERATOR PIGS LLCYGRAND RAPIDS, MICHIGAN 49506 LLC,N OWNER, 7/22/16 0 HRS 0 DURING TRADING THIS IS AN LLC ACCOUNT FOR THE PROCEEDS FROM MICHIGAN ACCELERATOR FUND. MYSELF AND MY HUSBAND FORMED AN INVESTMENT GROUP WITH MY PARENTS AS AN INVESTMENT GROUP. MICHIGAN ACCELERATOR FUND IS STARTING TO PRODUCE RETURNS I*26439For profit or not for profit: Non-Profit Organization Name: Equest Center for Therapeutic Riding Investment related: N Address: Rockford, Michigan 49341 Nature of business: Charitable Organization Position: Officer Start date: 7/1/04 Hours devoted: 1 hr Mthly Hours devoted during trading: 0 Duties: Physical therapy using horses Board member I*69986 Non-Profit Organization Name: J. B. Zoo Investment related: N Address of business: Grand Rapids, Michigan 49504 Nature of business: Charitable Organization Position: Start date: 3/27/14 Hours devoted: 12 hrs Annually Hours devoted during trading hours: 4 Duties: J. B. Zoo board is a board being established to support the Zoo. I*26438 NON-PROFIT ORGANIZATION NAME: DAVENPORT UNIVERSITY FOUNDATION BOARD INVESTMENT RELATED: N ADDRESS: GRAND RAPIDS, MICHIGAN 49512 NATURE OF BUSINESS: CHARITABLE ORGANIZATION POSITION: TRUSTEE, FINANCE COMMITTEE START DATE: 4/1/09 HOURS DEVOTED: 3 HRS MTHLY HOURS DEVOTED DURING TRADING: 0 DUTIES: DIRECTOR/BOARD MEMBER HIGHER EDUCATION FOUNDATION I*: 1855291 Entity Type: Education Name of OBA: Davenport University Address: Grand Rapids, MI Investment Related: No Position, Title, Association: Board Member Employee Start Date: 06/12/2024 Number of Hours: 8 hrs annually Number of Hours during trading: 4 hrs annually Duties: Board of Directors role for the University I*: 2116357 Entity Type: Charitable Name of OBA: FMAB- Foundation for Medical Advancement and Breakthroughs Address: Grand Rapids, MI 49503 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01/01/2025 Number of Hours: 10 hrs annually Number of Hours during trading: 0 Duties: Board of Directors

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-07
  • S66 Uniform Combined State Law Examination
    2003-04-07
Other Names
  • Rachel Price Devries

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