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Nathaniel Jermaine Poole

Sei Investments Management Corp

Oaks, PA

Mckinney, TX

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Current Employers
Sei Investments Management Corp

One Freedom Valley Drive, Oaks, PA 19456 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-06-09
TX RA APPROVED 2025-06-05
  • PA RA
    APPROVED
    Since 2025-06-09
  • TX RA
    APPROVED
    Since 2025-06-05

Branch Locations

One Freedom Valley Drive, Oaks, PA 19456 • United States

Mckinney, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Symmetry Partners, Llc Glastonbury CT 08/2016 08/2017
Cetera Advisor Networks Mill Creek WA 09/2017 05/2018
Cwm, Llc Dba Carson Institutional Alliance Mill Creek WA 09/2017 05/2018
Morningstar Investment Services Llc Chicago IL 05/2018 05/2024
Sei Investments Inc. Oaks PA 06/2025 Present
Unemployed Mckinney TX 05/2024 05/2025
  • 08/2016 → 08/2017
    Symmetry Partners, Llc
    Glastonbury, CT
  • 09/2017 → 05/2018
    Cetera Advisor Networks
    Mill Creek, WA
  • 09/2017 → 05/2018
    Cwm, Llc Dba Carson Institutional Alliance
    Mill Creek, WA
  • 05/2018 → 05/2024
    Morningstar Investment Services Llc
    Chicago, IL
  • 06/2025 → Present
    Sei Investments Inc.
    Oaks, PA
  • 05/2024 → 05/2025
    Unemployed
    Mckinney, TX
Previous Registrations
  • 2018-08-14 → 2024-05-29
    Morningstar Investment Services Llc
    Mill Creek, WA
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Haverford, PA
  • 2018-03-16 → 2018-04-27
    Cwm, Llc
    Mill Creek, WA
    Omaha, NE
  • 2017-04-17 → 2017-08-28
    Symmetry Partners
    Spring Hill, TN
    Glastonbury, CT
    Noblesville, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-15
S63 Uniform Securities Agent State Law Examination 2007-01-26
  • S65 Uniform Investment Adviser Law Examination
    2017-04-15
  • S63 Uniform Securities Agent State Law Examination
    2007-01-26
Other Names
  • Nate Jermaine Poole
  • Nathan Poole

View on SEC IAPD

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