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Usha Lettman

Citigroup Global Markets Inc.

Chicago, IL

New York, NY

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-08-07
  • IL RA
    APPROVED
    Since 2022-08-07

Branch Locations

227 West Monroe, Chicago, IL 60606 • United States

388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Aurora IL 03/2011 12/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 12/2017 08/2019
Bank Of America, N.A. Rolling Meadows IL 08/2019 07/2022
Citigroup Chicago IL 07/2022 Present
  • 03/2011 → 12/2017
    Fifth Third Securities
    Aurora, IL
  • 12/2017 → 08/2019
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Rolling Meadows, IL
  • 08/2019 → 07/2022
    Bank Of America, N.A.
    Rolling Meadows, IL
  • 07/2022 → Present
    Citigroup
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-08-12
S66 Uniform Combined State Law Examination 2008-12-02
  • S63 Uniform Securities Agent State Law Examination
    2011-08-12
  • S66 Uniform Combined State Law Examination
    2008-12-02
Other Names
  • Usha Asnani Lettman
  • Usha Asnani Lettman
  • Usha Lettman

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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