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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-08-11 |
| FL | RA | APPROVED | 2010-03-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 11/2009 | Present |
| Bank Of America, N.A. | Jacksonville | FL | 12/2009 | Present |
I*38329 For-Profit Name of outside business organization: ML Venture Investments LLC Investment related: Y Address of business: Jacksonville Beach, Florida 32250 Position, title, association: Family Held, Start date of relationship: 7/1/2007Number of hours devoted: 1 hour Annually Number of hours devoted during trading hours: 0Duties: Family held LLC. I*70288 NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MUSEUM OF CONTEMPORARY ART JACKSONVILLEINVESTMENT RELATED: NADDRESS OF BUSINESS: JACKSONVILLE, FLORIDA 32224 POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 7/1/2013NUMBER OF HOURS DEVOTED: 100 HOURS ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 50 DUTIES: BOARD OF TRUSTEES FOR MUSEUM. I*3210270 Entity Type: For Profit Name of OBA: Zephyr Land Company Address: Daly City, California, 94015 Investment Related: No Position, Title, Association: Owner Employee Start Date: 11/24/2025 Number of Hours: 5, Yearly Number of Hours during trading: 0 Duties: General Partner of Sirocco--a previously disclosed outside business activity One-time payment for setting up excel program for the company. I*811375 Entity Type: Governmental Name of OBA: City of Jacksonville Beach Community Redevelopment Agency Address: Jacksonville Beach, Florida, 32250 Investment Related: No Position, Title, Association: Committee Employee Start Date: 05/01/2022 Number of Hours: 2, Monthly Number of Hours during trading: 1, Monthly Duties: To help city council vet artists and artwork for city commissions. Reviewing art submissions along with a committee.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-17 |
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