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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-08-11
FL RA APPROVED 2010-03-03
  • TX RA
    APPROVED_RES
    Since 2015-08-11
  • FL RA
    APPROVED
    Since 2010-03-03

Branch Locations

824 A1A N, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 11/2009 Present
Bank Of America, N.A. Jacksonville FL 12/2009 Present
Other Businesses

I*38329 For-Profit Name of outside business organization: ML Venture Investments LLC Investment related: Y Address of business: Jacksonville Beach, Florida 32250 Position, title, association: Family Held, Start date of relationship: 7/1/2007Number of hours devoted: 1 hour Annually Number of hours devoted during trading hours: 0Duties: Family held LLC. I*70288 NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MUSEUM OF CONTEMPORARY ART JACKSONVILLEINVESTMENT RELATED: NADDRESS OF BUSINESS: JACKSONVILLE, FLORIDA 32224 POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 7/1/2013NUMBER OF HOURS DEVOTED: 100 HOURS ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 50 DUTIES: BOARD OF TRUSTEES FOR MUSEUM. I*3210270 Entity Type: For Profit Name of OBA: Zephyr Land Company Address: Daly City, California, 94015 Investment Related: No Position, Title, Association: Owner Employee Start Date: 11/24/2025 Number of Hours: 5, Yearly Number of Hours during trading: 0 Duties: General Partner of Sirocco--a previously disclosed outside business activity One-time payment for setting up excel program for the company. I*811375 Entity Type: Governmental Name of OBA: City of Jacksonville Beach Community Redevelopment Agency Address: Jacksonville Beach, Florida, 32250 Investment Related: No Position, Title, Association: Committee Employee Start Date: 05/01/2022 Number of Hours: 2, Monthly Number of Hours during trading: 1, Monthly Duties: To help city council vet artists and artwork for city commissions. Reviewing art submissions along with a committee.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-01-12
S63 Uniform Securities Agent State Law Examination 2002-07-17
  • S66 Uniform Combined State Law Examination
    2010-01-12
  • S63 Uniform Securities Agent State Law Examination
    2002-07-17
Other Names
  • Chad Everett Labenz

View on SEC IAPD

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