Diron Tappin

Current Employers

Employment History

• 02/2018 → 11/2018
  Scura Paley Securities, Llc
  New York, NY
• 01/2019 → 08/2021
  Foreside Financial Group
  Scottsdale, AZ
• 01/2019 → 08/2021
  Foreside Fund Services, Llc
  Scottsdale, AZ
• 08/2021 → Present
  United Planners Financial Services
  Scottsdale, AZ
• 09/2015 → 11/2018
  O'SHares Etfs
  Boston, MA
• 01/2019 → 08/2021
  Foreside Fund Services Llc
  Portland, OR
• 08/2021 → Present
  Tcp Asset Management, Llc
  Phoenix, AZ
• 07/2018 → Present
  Golden Clouds Llc
  Scottsdale, AZ
• 01/2018 → 01/2024
  Scottsdale Unified School District
  Scottsdale, AZ
• 08/2021 → Present
  Tcp Asset Management
  Phoenix, AZ
• 10/2021 → Present
  Diron Tappin
  Phoenix, AZ
• 08/2021 → Present
  Arizona Youth Football League, Management
  Scottsdale, AZ
• 12/2025 → Present
  Tappin Power Llc
  Camdenton, MO

Previous Registrations

• 2011-10-21 → 2012-08-20
  Gaineswood Investment Management, Inc.
  Scottsdale, AZ
  Cockeysville, MD
• 2011-10-21 → 2012-08-20
  Garp Research & Securities Company
  Scottsdale, AZ
  Reisterstown, MD
• 2003-03-28 → 2003-12-18
  Compak Asset Management
  Mission Viejo, CA
• 2002-01-22 → 2003-01-13
  Morgan Stanley Dw Inc.
  Irvine, CA

Other Businesses

1.) GOLDEN CLOUDS LLC - PARTNER - YOUTH SPORTS - SCOTTSDALE, AZ - SINCE 07/2018 - NOT INVESTMENT RELATED 2.) TCP ASSET MANAGEMENT - WEALTH ADVISOR - REGISTERED INVESTMENT ADVISOR - PHOENIX, AZ - SINCE 08/2021 - INVESTMENT RELATED 3.) TCP ASSET MANAGEMENT - DBA NAME FOR MARKETING PURPOSES ONLY - PHOENIX, AZ - SINCE 08/2021 - INVESTMENT RELATED 4.) DIRON TAPPIN - LICENSED AGENT - NON-VARIABLE INSURANCE - PHOENIX, AZ - SINCE 10/2021 - INVESTMENT RELATED 5.) ARIZONA YOUTH FOOTBALL LEAGUE, MANAGEMENT - PRESIDENT - COMMUNITY, CIVIC OR CHARITABLE BOARD MEMBER OR OFFICER - SCOTTSDALE, AZ - SINCE 08/2021 - NOT INVESTMENT RELATED 6.) TAPPIN POWER LLC - OWNER - ENERGY STORAGE INVESTMENT - CAMDENTON, MO - SINCE 12/2025 - NOT INVESTMENT RELATED

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-09-02
• S66 Uniform Combined State Law Examination
  2011-10-20

Other Names

• Diron M. Tappin
• Diron M. Tappin
• Diron Tappin