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Avalon, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2023-02-13 |
| CA | RA | APPROVED | 2023-01-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Honolulu | HI | 08/2013 | 09/2017 |
| Scf Securities, Inc | Fresno | CA | 02/2018 | 12/2022 |
| Scf Investment Advisors, Inc. | Fresno | CA | 02/2018 | 12/2022 |
| Kauai Habitat For Humanity | Hanapepe | HI | 09/2017 | 05/2020 |
| Waterfront Advisors | Avalon | CA | 12/2022 | Present |
| Catalina Island Conservancy | Avalon | CA | 01/2022 | Present |
| Avalon Anglers Llc | Avalon | CA | 01/2023 | 10/2024 |
(1)Catalina Island Conservancy; Avalon, CA 90704; Conservation Operations Director since 01/2022; not investment related; Land Conservation; 40/hrs mo
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-02 |
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