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Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-10-01
MD RA APPROVED 2025-09-30
  • PA RA
    APPROVED
    Since 2025-10-01
  • MD RA
    APPROVED
    Since 2025-09-30

Branch Locations

Wexford, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Management Llc Chicago IL 09/2008 03/2017
Neuberger Berman Llc Chicago IL 03/2011 03/2017
Cuna Mutual Group Waverly IA 03/2017 02/2020
Cuna Brokerage Services Waverly IA 03/2017 02/2020
Ascensus Broker Dealer Services Llc Dresher PA 02/2020 08/2025
T. Rowe Price, Inc Owings Mills MD 08/2025 Present
  • 09/2008 → 03/2017
    Neuberger Berman Management Llc
    Chicago, IL
  • 03/2011 → 03/2017
    Neuberger Berman Llc
    Chicago, IL
  • 03/2017 → 02/2020
    Cuna Mutual Group
    Waverly, IA
  • 03/2017 → 02/2020
    Cuna Brokerage Services
    Waverly, IA
  • 02/2020 → 08/2025
    Ascensus Broker Dealer Services Llc
    Dresher, PA
  • 08/2025 → Present
    T. Rowe Price, Inc
    Owings Mills, MD
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-01-31
S63 Uniform Securities Agent State Law Examination 2003-09-05
  • S65 Uniform Investment Adviser Law Examination
    2012-01-31
  • S63 Uniform Securities Agent State Law Examination
    2003-09-05

View on SEC IAPD

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