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4525 Painters Mills Road, Owings Mills, MD 21117 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-10-01 |
| MD | RA | APPROVED | 2025-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neuberger Berman Management Llc | Chicago | IL | 09/2008 | 03/2017 |
| Neuberger Berman Llc | Chicago | IL | 03/2011 | 03/2017 |
| Cuna Mutual Group | Waverly | IA | 03/2017 | 02/2020 |
| Cuna Brokerage Services | Waverly | IA | 03/2017 | 02/2020 |
| Ascensus Broker Dealer Services Llc | Dresher | PA | 02/2020 | 08/2025 |
| T. Rowe Price, Inc | Owings Mills | MD | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-05 |
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