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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-03-22 |
| OK | RA | APPROVED | 2011-09-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tulsa | OK | 08/2011 | Present |
I*1022285, Name of OBA: Church of St Mary Address: Tulsa, OK Investment Related: No Position, Title, Association: Other, Music Leader Employee Start Date: 10/9/2022 No Hours: 8 Monthly No Hours during trading: 0 Duties: Music Leader for Mass
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-03 |
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